Companies need to make sure all their employees comply with the market abuse rules. The law requires companies to ensure that any “insiders” (employees with access to inside information) are aware of the insider dealing rules. Special rules apply to senior managers.
Our innovative online training course is a valuable tool to help companies teach employees and senior managers how to comply with the market abuse rules. After the initial training, you can also use the course as a handy refresher of the rules.
Around 50 FTSE, AIM and EU listed companies have acquired the course since its launch and have found it informative and helpful in ensuring their employees and senior managers are aware of the impact of the rules and in fostering a culture of compliance.
Explore the content outline of the Insider Dealing course.
What they are and the consequences of being on an insider list.
The dealing restrictions and clearance process for senior managers and other insiders, including closed periods, insider dealing, and dealing code obligations.
The notification obligations on senior managers and their “closely associated persons”.
The learner must complete one set of assessment questions to pass the course.
Those in senior management positions have extra assessment questions covering their additional obligations.
There is the added ability to include links to your company’s own internal dealing code, policies and any other relevant documents.
The course has helpful links to the market abuse rules and FAQs summarising the key messages.
Information about the background and details of the course
What are Insider Lists?
Find out about Dealing and Clearance
What is Disclosure?
Assess your knowledge
Share Dealing code and helpful links