3 June 2021
Investment Funds
EU, Luxembourg and UK Sources
Please follow the links below to access key EU sources.
- AIFMD text (Directive 2011/61/EU)
- Level 2 Regulations text (Commission Delegated Regulation (EU) No 231/2013)
- Other Commission Regulations:
- Commission Implementing Regulation (EU) No 447/2013 – establishing an opt-in procedure for AIFMs
- Commission Delegated Regulation (EU) No 694/2014 – standards for determining types of AIFM (open-ended / closed-ended)
- Commission Implementing Regulation (EU) No 448/2013 – establishing a procedure for determining the member state of reference for non-EU AIFMs (when third country passport is enabled)
- The European Commission webpage on implementation of AIFMD, including:
- A link to EU acts amending AIFMD
- A link to EU implementing and delegated acts
- A link to Member State implementing measures
- Guidance on the implementation and interpretation of AIFMD:
- Commission Q&As
- ESMA Q&As, and
- ESMA guidelines on:
- Key concepts of AIFMD
- Regulatory reporting
- Sound remuneration policies under AIFMD together with this amendment
Please follow the links below to access key Luxembourg sources.
Please follow the links below to access key UK sources.
- UK Regulations
- Investment Funds sourcebook (“FUND”)
- Part 8.37 (on AIFMD marketing) of the FCA’s Perimeter Guidance manual (PERG)
- Part 16 (on the scope of AIFMD in the UK) of the FCA’s Perimeter Guidance manual (PERG)
- Part 19B (on the AIFM Remuneration Code) of the FCA’s Senior Management Arrangements, Systems and Controls handbook (SYSC)