CDR Series Webinar - Wholesale broker-dealers, Investment banks, Financial intermediaries

We can help you design and execute your regulatory change programme implementing the Duty, drawing on our insight into the FCA’s policy objectives and our understanding of organisational risk derived from assisting firms with enforcement investigations.

In this first instalment of our Consumer Duty Series we explained the overarching themes and focus of the Consumer Duty, explore when and how it will apply, examine its bolstered governance and individual accountability measures, and offer ideas for structuring for your implementation work.