SEC Transactions and Compliance ("STAC") Group - Q4 Round-Up

The Linklaters SEC Transactions and Compliance (“STAC”) Group’s quarterly round-ups provide our updates and thoughts on the latest developments in SEC rulemaking and other matters of US federal securities law. 

In our Q4 round-up, we look at developments such as the status of the SEC’s climate change proposal, the newly adopted “compensation clawback” rule, and recent significant amendments to Rule 10b5-1, among other things.

The Linklaters STAC Group provides U.S. public company advice to foreign private issuers listed or transacting in the United States. The Group advises on the full spectrum of SEC matters and is made up of lawyers from across the Linklaters network.