quarta-feira, 29 de janeiro de 2025 From 09:00 to 10:00 GMT

Location: Virtual

Speakers: Elizabeth Dowd, Sara Cody, Jankee Gohil

Asset Management Spotlight: Enforcement Strategy

2024 saw the FCA co-heads of enforcement formulate and begin to action their revised enforcement strategy. As we move into 2025, we will see this play out as firms engage with the FCA on areas of concern.

In this webinar we will focus on what this new approach means specifically for asset management firms. We will consider recent changes in policy (including the controversial proposals for greater publicity about investigations) and zero-in on some of the likely key areas of focus from the perspective of both an enforcement and supervisory interventions.