Jankee Gohil

Jankee has significant experience advising asset managers in relation to FCA enforcement investigations and supervisory interventions, including s166 FSMA 2000 reviews and enquires relating to market abuse. 

Recent experience includes advising an unregulated firm under investigation by the FCA for breach of the general prohibition; advising a US headquartered bank in relation to an internal investigation; and advising multiple firms in relation to Ofgem enquiries / investigations.

Jankee has also represented an individual in an FCA investigation which was closed with no enforcement action and assisted firms to successfully defend themselves against client complaints, including those referred to the FOS.

Jankee’s recent non-contentious experience includes advising a range of firms across the retail and wholesale sectors, as well as unregulated firms, on new and existing regulatory developments including topics such as the Consumer Duty, CRD VI, SMCR, systems and controls, financial promotions restrictions and licensing requirements. She has also been involved in providing training on the Consumer Duty and the FCA’s evolving approach to Supervision to trade associations such as the Investment Association and UK Finance.

Jankee has experience of working with the FCA’s Enforcement and Market Oversight Division where she was the lead investigator on several FCA investigations into firms and individuals.