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HKMA and SFC Guidance on Tailoring Suitability Assessment for 'Sophisticated Professional Investors'

Author: Carl Fernandes

HKMA and SFC Guidance on Tailoring Suitability Assessment for 'Sophisticated Professional Investors'

The SFC and HKMA have introduced new guidance which will allow flexibility in the application of the suitability obligations and product disclosure requirements on transactions for individual professional investors who possess higher levels of net worth and knowledge or experience.

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HKMA and SFC Guidance on Tailoring Suitability Assessment for 'Sophisticated Professional Investors'

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HKMA and SFC Guidance on Tailoring Suitability Assessment for 'Sophisticated Professional Investors'

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